Mar 25, 2013

Compliance Plus Check

Most often and at a basic level, compliance is perceived and defined as 'regulatory compliance'.

If we comply (act in accordance) with federal or local or local authorities and their requirements, making sure that our company is following all the necessary rules and regulations, we seem done.

Compliance Plus...​
However, the regulatory compliance level is only a start. 

It's simply not enough to be 'Supervisory Compliant'. Compliance is more! Much more.....

Let's find out what Compliance Plus represents...


 Compliance, a Competitive Tool​
In practice, compliance can be a distinctive competitive tool​. Being ahead of regulatory compliance, means that a company defines its own compliance level that not only includes regulatory compliance, but also its own professional compliance level, based on its own specific risk structure. 


Compliance, Part of Risk Management
Moreover, one compliance level higher, compliance also embeds the risk of future change of regulations rules and the not-yet-defined compliance rules of future products and investment strategies that are necessary for a sustainable successful development of your company.

As  regulation changes when the economic of financial circumstances change, regulatory compliance is also a substantial part of risk management. That's why regulatory compliance has to be included in our risk models. 

Compliance Check
To check if your company is compliant at a Compliance Plus Level, simply 


at Symetrics. It takes only two minutes to take this test, as all compliance check boxes are already 'checked' in advance. So if you like 'unticking boxes' instead of 'ticking boxes', here's a splendid opportunity.

By Maggid on 3/25/2013 11:08:00 PM

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